Article 3. Procedures of the Board

Source: https://govt.westlaw.com/calregs/Browse/Home/California/CaliforniaCodeofRegulations?guid=IEB1AED804C8311EC89E5000D3A7C4BC3&originationContext=documenttoc&transitionType=Default&contextData=(sc.Default)

Source: https://govt.westlaw.com/calregs/Document/I1E1046B0037A11EDAFD4F597EA22C7F5?viewType=FullText&originationContext=documenttoc&transitionType=CategoryPageItem&contextData=(sc.Default)

FRANCHISE TAX BOARD

CONFLICT OF INTEREST CODE

DESIGNATED POSITIONS

|

Designated Positions

|

Assigned Disclosure Categories

| | |

General Management

| |

Executive Officer

|

1

|

Career Executive Assignment (C.E.A.) Levels A-C

|

1

|

Staff Operations Specialist

|

1

| | |

Accounts Receivable Management Division

| |

C.E.A.

|

1

|

Administrator I-IV

|

1

|

Senior Operations Specialist

|

3

|

Principal Compliance Representative

|

1

|

Information Technology Specialist

|

4

| | |

Administrative Services Division

| |

C.E.A.

|

1

|

Information Technology Supervisor II

|

4

|

Information Technology Manager I-II

|

4

|

Information Technology Specialist I-III

|

4

|

Administrator I-IV

|

1

|

Program Specialist I-III

|

1

|

Senior Information Systems Analyst (Supervisor) & (Specialist)

|

4

|

Senior Operations Specialist

|

3

|

Staff Management Auditor (Specialist) State Controller's Office

|

2

|

Staff Services Manager I

|

3

|

Labor Relations Specialist

|

2

|

Associate Management Auditor

|

2

|

Associate Tax Auditor

|

1

|

Tax Auditor

|

1

|

Principal Compliance Representative

|

1

|

Staff Services Management Auditor

|

2

| | |

Audit Division

| |

C.E.A.

|

1

|

Deputy Chief, Investigations and Enforcement, Department of Consumer Affairs

|

1

|

Investigation Specialist I-II (Supervisor) & (Technical)

|

1

|

Administrator I-IV

|

1

|

Program Specialist I-III

|

1

|

Associate Tax Auditor

|

1

|

Tax Auditor

|

1

|

Staff Operations Specialist

|

4

|

Senior Operations Specialist

|

3

| | |

Filing Division

| |

C.E.A.

|

1

|

Administrator I-IV

|

1

|

Information Technology Supervisor II

|

4

|

Program Specialist I-III

|

1

|

Information Technology Specialist I-II

|

4

|

Information Technology Associate (E-File unit)

|

4

|

Associate Tax Auditor

|

1

|

Tax Auditor

|

1

|

Senior Operations Specialist

|

3

|

Principal Compliance Representative

|

1

|

Staff Operations Specialist

|

3

| | |

Finance and Executive Services Division

| |

C.E.A.

|

1

|

Administrator IV

|

1

|

IT Manager I

|

3,4

|

Administrator II-III

|

1

|

Program Specialist I-II (Management Assistance-Research) & III

|

1

|

Senior Electronic Data Processing Acquisition Specialist (Supervisory)

|

3

|

Information Technology Specialist

|

3,4

|

Information Technology Supervisor II

|

3,4

|

Information Technology Associate

|

3,4

|

Staff Operations Specialist

|

4

|

Associate Business Management Analyst

|

3

|

Staff Services Analyst-General Procurement Activity (Contract Admin.)

|

4

| | |

Legal

| |

C.E.A.

|

1

|

Tax Counsel I, III (Specialist), & IV

|

1

|

Attorney V

|

1

|

Assistant Chief Counsel

|

1

|

Administrator I-III

|

1

|

Program Specialist I-III

|

1

|

Senior Legal Analyst

|

1

|

Staff Operations Specialist

|

1

| | |

Technology Services Division

| |

C.E.A.

|

1

|

Senior Telecommunications Engineer

|

4

|

Information Technology Manager II

|

1

|

Information Technology Manager I

|

4

|

Information Technology Supervisor II

|

4

|

Administrator II-III

|

1

|

Information Technology Specialist III

|

4

| | |

Consultants/New Positions*

| |

• Consultants/New Positions shall be included in the list of designated positions and shall disclose pursuant to the broadest disclosure category in the code, subject to the following limitation: The Executive Officer, or their designee, may determine in writing that a particular consultant/new position, although a designated position,” is hired to perform a range of duties that are limited in scope and thus is not required to fully comply with the disclosure requirements described in this section. Such written determination shall include a description of the consultant's/new position's duties and, based upon that description, a statement of the extent of disclosure requirements. The Executive Officer's or their designee's determination is a public record and shall be retained for public inspection in the same manner and location as this conflict of interest code.

|

The Director of Finance and elected state officials (Chair of the Board of Equalization, and the State Controller) who serve on Franchise Tax Board's Board of Directors are not required to file statements of economic interests under this conflict of interest code. The Director of Finance is excepted from filing under Regulation 18730, Section 3, and elected state officers are excepted from filing under Government Code Section 82019.

Source: https://govt.westlaw.com/calregs/Document/IF512A5308FC211ECB7C7809D9C9F07C3?viewType=FullText&originationContext=documenttoc&transitionType=CategoryPageItem&contextData=(sc.Default)

FRANCHISE TAX BOARD

CONFLICT OF INTEREST CODE

DISCLOSURE CATEGORIES

Designated positions must report financial interests in accordance with the assigned disclosure categories.

Category 1: Investments and business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from sources that are subject to or have reason to know that they may be subject to the California Personal Income Tax Law or Bank, Corporation Tax Law or laws administered and enforced by Franchise Tax Board which govern Exempt Organizations.

Category 2: Investments and business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from sources which are of the type to provide services, leased space, supplies, goods, materials, vehicles, machinery, or equipment utilized by the Board.

Category 3: Investments and business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from sources which are of the type to provide to the Board personnel services, including consultant training, and commercial leased space for the purpose of conducting personnel or training seminars.

Category 4: Investments and business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from sources which are of the type to provide telecommunications equipment, computers, computer programming, or any other services or training or equipment related to such things as computers, software, automation, data processing, communication and telecommunication, information technology, and audio visual equipment, supplies, and services utilized by the Board.