Appendix 2 Quality Control Plans and Identity of Interest
A.4.3.2 Firm Applications
HUD Multifamily Accelerated Processing (MAP) Guide, HUD Handbook 4430.G (2020 ed., rev. Mar. 19, 2021) · 2026 edition · updated 2026-10-05 · United States
A. The following checklist should be used for all Section 223(a)(7) Firm Applications:
Project Name: FHA Project #:
Section 223(a)(7) Refinance Firm Application Exhibit Checklist
| Tab | **No. ** | Exhibit Name |
File Name | Incl. | **N/ |
|---|---|---|---|---|---|
| Section 1:Underwriting | |||||
| 1-1. | A. |
Application Fee Pay.gov Receipt | PayGov | ☐ |
|
| B. | Transmittal Letter | TrsLtr | ☐ |
||
| C. | Completed Application Exhibit Checklist | Chklst | ☐ |
||
| 1-2. | A. |
Lender’s Underwriter’s Narrative Summary | LndrNarr | ☐ |
|
| B. | Lender Due Diligence Certification | LndrCert | ☐ |
||
| C. | Lender’s Certification Regarding Lobbying (24 CFR Part 87 | LndrByrdCert | ☐ |
||
| Appendix A), and Disclosure Form (Appendix B), if applicable. | |||||
| D. | Lender Identity-of-Interest Disclosure | IOIDiscl | ☐ |
||
| E. | Completed Project Analysis (Excel) | FHARpt | ☐ |
||
| 1.3. | Lender’s Underwriting HUD Forms | ||||
| A. | HUD-92013 Application for Multifamily Housing Project | 92013 | ☐ |
||
| B. | HUD-92013-D Reduced MIP Certification | 92013D | ☐ |
☐ |
|
| 1-4. | Waiver Requests | ||||
| A. | HUD-2 Request for Waiver | HUD2 | ☐ |
☐ |
|
| B. | Supporting Documentation | HUD2Doc | ☐ |
☐ |
|
| 1-5. | Miscellaneous/ |
MiscUW | ☐ |
☐ |
|
| Section 2: Third Party Reports | |||||
| 2-1. | Capital Needs Assessment (CNA) |
||||
| A. | CNA e-Tool Submission Confirmation E-Mail | eTool | ☐ |
||
| 2-2. | SpecialtyReports, if any (i.e., LBP) |
SpclRpts | ☐ |
☐ |
|
| Section 3: Management Agent | |||||
| 3-1. | Required Management exhibits, if new Management Agent |
MiscMgmt | ☐ |
☐ |
|
| Section 4: Property Documents | |||||
| 4-1. | Existing Indebtedness |
||||
| A. | Certification of Outstanding Obligations/ |
CertOutOb | ☐ |
||
| Indebtedness | |||||
| B. | Pay-Off Statement for each Obligation | 9807 | ☐ |
||
| C. | HUD-9807 Prepayment Authorization, if applicable | PayOffStmt | ☐ |
☐ |
|
| D. | Current HUD-94001M Note | MtgNote | |||
| E. | Certified Statement of Escrow Balances | EscrwBal | ☐ |
MAP Guide, March 2021 Go to beginning of Appendix 4
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Appendix 4 Application Processing Documents A.4.4 Sections 221(d)(4), 220, 231, and 241(a) Checklists
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